Compliance Audits
We are able to carry out both a remote AND face to face Compliance review / audit service at a competitive price. We do not require IFAs to pay a set monthly retainer and work for most IFAs on a fixed project fee.
Our main services are either a one-day audit with a summary letter or a two / three day annual compliance audit with a discussion with all staff during the visit / update training and a follow-up comprehensive report.